RULE III
EXAMINATIONS
3.01 - NOTICE OF EXAMINATIONS
3.011 - ANNOUNCEMENT
3.0111-3.0116 - Information Included on Announcement
3.012 - Publication
3.0121-3.0125 - Manner of Publication
3.02 - APPLICATION FOR EXAMINATIONS
3.021 - Scope of Information Required on Application
(Closing Date - Grace Period)
3.03 - DISQUALIFICATION OF APPLICANTS
3.031 - Occasion for Disqualification
3.032 - Basis for Disqualification
3.033 - Supplementary Information
3.034 - Types of Disqualification
3.0341-3.0348 - Reason for Disqualification
3.035 - Right to Appeal When Disqualified
3.04 - CONDUCT OF EXAMINATION
Policy Statement
3.041 - Anonymity of Candidates
3.042 - Notification of Examination Results
3.043 - Cancellation of Examination
3.044 - Breaking the Scores
3.045 - Manifest Error
3.046 - Availability for Certification
3.05 - REVIEW OF EXAMINATIONS
3.051 - Persons Eligible to Review
3.0511-3.0513 - Conditions of Review
3.06 - APPEAL FROM RESULTS OF EXAMINATIONS
3.061 - Appeal Procedure
3.062 - Changes in Lists Resulting from Appeals
3.063 - Further Rights ofAppeal
3.07 - PROMOTIONAL EXAMINATIONS & ADDITIONAL POINT
3.071 - Conduct of Promotional Examinations
A - D Eligibility Requirements for
3.0711 - Promotional Examinations for Position Employee Occupies
3.072 - Departmental or Division Examinations
3.073 - Eligibility for Additional Points
3.0731 - Qualifications for Bonus Points
3.0732 - Allocation of Bonus Points
3.0733 - Computation of Time - Unpaid Leaves
3.0734 - Bonus Points Effective Date
3.08 - HANDICAPPED PERSONS - SPECIAL LIST OF ELIGIBLES
3.081 - Eligibility Conditions
3.0811 - Certification of Inability to Compete in Examination
3.0812 - Certification of Ability to Perform in Classification
3.0813 - Possession of Minimum Qualifications
3.09 - COMPLIANCE WITH FEDERAL STANDARDS
3.091 - Conduct of Examinations for Temporaries in Federally Grant-Aided
Agencies
3.092 - Discrimination Because of Disability
3.093 - Undue Hardship
3.094 - Workers' Compensation Claims
3.095 - Bar of Claims
3.096 - Reasonable Accommodation Rule
- 3.01NOTICE OF EXAMINATIONS
- Policy Statement:
A central listing of all Examination Notices shall be maintained in the Office of Personnel Administration. Said listing shall be accessible to individuals with disabilities, including individuals with a hearing or vision impairment. Notice of the listing shall be advertised in a section of the newspaper that sets forth the procedure with at least a ten (10) days notice of such advertisement and/or receipt of document notifying applicant of date of examination
-
- 3.011
- ANNOUNCEMENT - The Personnel Administrator shall prepare official
announcements for open competitive and promotional examinations which
shall include the following information:
-
- 3.0111
- The title, salary range, and a brief statement of the duties to
be performed in the class to be examined.
-
- 3.0112
- The opening and closing date of be application period and place(s)
where applications may be obtained.
-
- 3.0113
- The relative weights assigned to the various phases of the examination.
-
- 3.0114
- The minimum required final earned rating.
-
- 3.0115
- The requirements as to residence and citizenship.
-
- 3.0116
- That accommodations will be made in the examination process for
those individuals having handicaps which would affect their ability
to participate in the examination process.
-
- 3.012
- PUBLICATION - The official announcement of all examinations shall
be posted in the Office of Personnel Administration. Official announcements
of promotional examinations shall be posted in all state agencies if
the examination is statewide or in the department to which the examination
is limited. Official announcements of open competitive examinations
shall be published in at least one daily newspaper published in Rhode
Island, and maybe forwarded for publication to:
-
- 3.0121
- Other daily newspapers published in Rhode Island.
- 3.0122
- Radio and television stations.
- 3.0123
- Members of the Rhode Island legislature.
- 3.0124
- The Rhode Island State Employment Service.
- 3.0125
- Any other appropriate officials or groups who have requested such
notification.
- 3.02
- APPLICATION FOR EXAMINATIONS
-
- 3.021
- All applications for examinations shall be made on forms prescribed
by the Personnel Administrator and shall constitute an integral
part of every examination. On such forms the Personnel Administrator
may require information as to the education, training and experience
of the applicant and such other information as (s)he may deem pertinent.
The Personnel Administrator may require any applicant, for any examination,
to submit documented proof of the possession of any license, certificate,
degree or other qualification claimed or required by law or these
rules and may refuse credit for such claimed or required qualification
in the absence of such proof. Claims made by applicants relative
to citizenship, residence, preference as a war veteran or disabled
war veteran, age, education, experience, or other evidence of eligibility
or qualification shall be subject to verification, by authentic
proof thereof, under such regulations as the Personnel Administrator
may prescribe, and credit for such claims may be denied in the absence
of such proof. No application may be accepted after the close of
the announced filing period, except that the Director may order
the acceptance of any application or information supplementary thereto
received after the close of such period and at lean seven calendar
days prior to the administration of the first phase of the examination.
This period shall be called the grace period.
- 3.03
- DISQUALIFICATION OF APPLICANTS
-
- 3.031
- The Personnel Administrator may deny admission to examination
to any applicant, if the information contains in said application
conclusively shows that the applicant has failed to present evidence
that (s)he possesses sufficient qualifications to warrant examination,
as set forth in the specifications for the class of position(s).
- 3.032
- Information as to education and experience at submitted in such
application and subject to verification as provided in subsection
3.021 of this Rule shall be the major factor upon which the Personnel
Administrator may reject or accept the application of any applicant
for admission to examination.
- 3.033
- After an application has been filed, and the grace period has
ended, no supplementary statement, explanation or additional claim
of qualification may be accepted or considered in any appeal from
denial of admission to the examination or from any examination ratings;
except that the Personnel Administrator may request from the applicant
or any other source such information as (s)he deems necessary to
clarify or verify statements on claims appearing in the original
application and may accept all of such information or such part
as (s)he deems appropriate as part of the original application.
Nothing in this rule shall be interpreted, however, to require the
Personnel Administrator to request such information, nor shall his/her
failure to do so constitute a grievance in any instance.
- 3.034
- The Personnel Administrator may reject the application of any
person for admission to an examination, may refuse to examine an
applicant; or after examination, may remove his/her name from the
promotional and/or employment list, or may refuse to certify for
appointment; or, following certification, may withdraw the certification
of any eligible:
-
- 3.0341
- Who its physically or mentally so disabled as to be incapable
of proper performance of the required duties;
- 3.0342
- Who is addicted to the use of narcotics or excessive use of
intoxicating liquor;
- 3.0343
- Who has been found guilty of any infamous or notoriously disgraceful
conduct;
- 3.0344
- Who has been dismissed from the state service for delinquency,
misconduct or other similar cause;
- 3.0345
- Who has made false statement of material fan in his/her application;
- 3.0346
- Whose conduct during an examination is deemed to be improper;
- 3.0347
- Who has otherwise violated the Act and these Rules
- 3.0348
- Who falsifies or deceives the Office of Personnel Administration
on material fact in the examination application process or misrepresents
a person in the competitive or non competitive branch shall
result in disqualification from examination and all other examinations
for a period of 6 months. Subsequent offenses as outlined above
shall carry further penalty barring applicants from examination
for a period not to exceed one year or may include removal of
employee from state service subject to hearing.
- 3.035
- Any person who feels aggrieved by a decision of the Personnel
Administrator under this section may appeal to the Administrator
of Adjudication and to the Personnel Appeal Board under the procedure
defined in Titles 36-4-40 and 36-4-41 of the General Laws of 1956,
as amended, subject to such law and the Personnel Rules adopted
thereunder.
- 3.04
- CONDUCT OF EXAMINATIONS - Policy Statement Appointing Authorities
or their duly authorized representatives shall be granted, at their
request, the privilege of reviewing proposed examination material to
assure a proper relationship between the examination and the classes
of position(s) to be covered by the resulting list(s).
-
- 3.041
- The Personnel Administrator shall make all reasonable effort to
preserve the anonymity of candidates. The use of identification
numbers instead of names on all test papers shall be required.
- 3.042
- When an employment or promotional list is established, each candidate
shall be notify by mail of his/her relative position on the employment
or promotional list or his/her failure to attain a place on said
list.
- 3.043
- If the Personnel Administrator is of the opinion that the conditions
under which any examination was held were not such as to be fair
to the candidates, the Personnel Administrator may order that the
completed examination or any part thereof be cancelled and that
a new examination be held.
- 3.044
- Whenever two or more competitors have equal final earned ratings,
their names shall be arranged on employment or promotional lists
in the order of their performances in the written tests; provided,
however, that when such arrangement fails to resolve a tie, the
order on the lists shall be the same as the order in which their
applications' were time-stamped in the Office of Personnel Administration,
or by seniority within the state service. Where practical, determination
by seniority shall have preference.
- 3.045
- A manifest error in any examination, if called to the attention
of the Personnel Administrator within ten calendar days after the
establishment of a list resulting from such examination, shall be
corrected by him/her. Person(s) affected by such correction shall
be notified by mail.
- 3.046
- Candidates are required to indicate their availability for certification
on the form provided for said purpose at the time of the examination
and are required to immediately inform the Office of Personnel Administration
in writing of any change of availability.
- 3.05
- REVIEW OF EXAMINATIONS
-
- 3.051
- Any examinee, or his/her authorized representative, shall be permitted
to review the test papers of said examinee, and the score assigned
thereto, under the following conditions:
- 3.0511
- All phases of the examination must have been completed and the
list or lists established therefrom.
- 3.0512
- Written request for such review must be made to the Personnel
Administrator by the examinee or his/her authorized representative
within five calendar days after the mailing of the official NOTICE
OF EXAMINATION RESULTS of said examination to him/her by said Personnel
Administrator.
- 3.0513
- Such review shall be permitted only in the Office of Personnel
Administration, during business hours, in the presence of a person
designated by the Personnel Administrator to assist in the review
and to safeguard official records from addition, deletion, or other
alteration.
- 3.06
- APPEAL FROM RESULTS OF EXAMINATIONS
-
- 3.061
- Within five calendar days after the review of an examination,
as provided for in the previous section, or within ten calendar
days after the mailing of the results of an examination to said
examinee by the Personnel Administrator, whichever date is later,
an examinee who considers himself/herself aggrieved by such results
may file with the Administrator of Adjudication an appeal from the
score assigned him/her in said examination and be heard at reasonable
length thereon. Such appeal shall be in writing and shall include
a detailed statement of the item(s) of the examination to which
exception is taken by said examinee.
- 3.062
- Any changes in lists resulting from procedures outlined in the
above or following sections shall not invalidate any certification
or appointment previously made from said lists.
- 3.063
- Any person who feels aggrieved by a decision of the Personnel
Administrator as a result of such appeal may further appeal to the
Administrator of Adjudication and to the Personnel Appeal Board
under procedure defined in Titles 36-4-40 and 36-4-41 of the General
Laws of 1956, as amended.
- 3.07
- PROMOTIONAL EXAMINATIONS AND ADDITIONAL POINTS
-
- 3.071
- Promotional examinations shall be conducted in the same manner
as open competitive examinations subject to the following conditions
per 36-4-22. A person is eligible for promotional examinations provided
the employee is currently employed in the classified, unclassified
and nonclassified service as of the official closing date of the
examination announcement or twenty-one (21) calendar days prior
to the administration of the first phase of the examination, whichever
is later, and meets one or more of the following requirements: (a)
any employee who holds or within three (3) years has held permanent
status in the classified service; or (b) any employee who is serving
in a probationary period as of the official closing date of the
examination announcement; or (c) any employee who has served twelve
(12) months service in the classified unclassified or nonclassified
service. In addition meets the minimum requirements established
in the class specifications. Promotion lists shall remain in effect
for a period of three (3) years or until exhausted or until combined
with or replaced by a more recently prepared list. (d) This section
shall not apply to the Rhode Island State Police.
-
- 3.0711
- An employee who is not otherwise eligible above shall be eligible
to take the promotional examination for the position the employee
occupies.
- 3.072
- Whenever the Personnel Administrator shall deem the best interest
of the state to be served thereby, (s)he may conduct Promotional
Examinations on an agency basis, in which case admission to such
examination(s) shall be restricted to candidates who meet the foregoing
requirements and whose employment requirements shall be met through
service in the agency(s) designated in the ANNOUNCEMENT.
- 3.073
- A state employee who holds temporary or provisional status for
at least twelve (12) consecutive months in the classification for
which the examination is announced shall be eligible for additional
points, provided the employee has met the twelve (12) consecutive
months of service requirement prior to the administration of the
first phase of the examination.
-
- 3.0731
- The first phase of the examination shall be defined as follows:
In the case of any one hundred percent (100%) written examination
or when a written examination component is included in combination
with another examination method, the final date for qualifying
for bonus points shall be considered the date of the administration
of the written examination or written component; in the case
of examinations consisting of one hundred percent (100%) oral
ratings, the final date for qualifying for bonus points shall
be considered the administration of the first oral examination
by the oral panel; in the case of examinations which have one
hundred percent (100%) education and experience ratings, the
final date for qualifying for bonus points shall be considered
to be the official closing date specified on the examination
announcement.
- 3.0732
- A state employee shall receive additional points for state
service at the rate of five (5) points for each year to a maximum
of twenty (20) points for four (4) years of state service. Additional
points shall be added to the final earned rating for the examination
for the classification in which the employee is serving provided
the employee satisfies the provisions of 3.073. Points shall
be prorated on a quarter year basis at the rate of 1.25 points
per quarter.
- 3.0733
- Twelve (12) consecutive months of service in the classification
for which the examination is announced shall include time for
all paid or unpaid leaves.
- 3.0734
- All examinations in process that have not culminated in an
official list prior to July 1, 1985 shall be construed to be
affected by the passage of 36-4-31 as amended; and, therefore,
all candidates who would be eligible under the law and these
rules shall be awarded additional points provided that they
meet the requirements outlined above in 3.073, 3.0731, 1.0732
and 3.0733 above.
- 3.08
- HANDICAPPED PERSONS - SPECIAL LIST OF ELIGIBLES
-
- 3.081
- Whenever the Personnel Administrator shall deem it in the best
interest(s) of the state, (s)he may prepare a Handicapped List of
eligibles for appointments to position(s) in the Classified Service.
Qualifications for inclusion on Handicapped Lists shall
be subject to the following conditions:
-
- 3.0811
- Certification by the Division of Vocational Rehabilitation
that said individual is a handicapped person unable to compete
in a standard examination for a particular classification.
- 3.0812
- Certification by the Division of Vocational Rehabilitation
that said individual is physically able and adequately trained
to perform the duties and responsibilities of said classification.
- 3.0813
- Subject individual must meet minimum qualifications for the
particular classification as detailed in the class specification.
- 3.09
- COMPLIANCE WITH FEDERAL STANDARDS
-
- 3.091
- The following provisions are adopted to provide for compliance
with the Federal Standards for a Merit System of Personnel Administration
by those agencies receiving grants-in-aid under Federal statutes
which require application of personnel standards on a merit basis:
To the maximum extent possible, lists of eligibles established through
open competition will be maintained for those classes where vacancies
can be anticipated. Since it may not be possible to fill all vacancies
from such lists, the Personnel Administrator will determine, as
of June 30 and December 31 each year, the classes in which temporary
employees are serving in the federally grant-aided agencies subject
to the Federal Merit System Standards. (S)he will conduct an examination
during the 6-month period preceding the date the determination was
made.
- 3.092
- Discrimination Because of Disability
- In accordance with the Americans with Disabilities Act (ADA), the Rhode Island Constitution Article 1, Section 2, and all other federal and state disability rights laws, no state agency shall discriminate against a qualified individual with a disability in regard to employment or exclude such individual from participation in or deny said individual the benefits of the services, programs or activities of said State agency.
- Additionally, the State agency shall make a reasonable accommodation to the known disability of a qualified individual, unless the accommodation would impose an "undue hardship" to the State of Rhode Island as defined in the applicable provision of the aforementioned statutes.
- 3.093
- Undue Hardship Undue hardship means, with respect to the provision of an accommodation, significant difficulty or expense incurred by the State of Rhode Island, when considered in light of the factors set forth below. In determining whether an accommodation would impose an undue hardship on the State of Rhode Island, factors to be considered include:
- (a) The nature and net cost of the accommodation needed under this part, taking into consideration the availability of general revenue, bond funds and/or other funding;
- (b) The overall financial resources of the facility or facilities involved in the provision of the reasonable accommodation, the number of persons employed at such facility, and the effect on expenses and resources;
- (c) The overall financial resources of the State of Rhode Island, the overall size of the government of the State of Rhode Island with respect to the number of its employees, and the number, type, and location of its facilities;
- (d) The type of operation or operations of the State of Rhode Island, including the composition, structure, and functions of the workforce, and the geographic separateness and administrative or fiscal relationship of the facility or facilities in question to the State of Rhode Island.
- (e) The impact of the accommodation upon the operation of the facility, including the impact on the ability of other employees to perform their duties and the impact on the facility's ability to conduct business.
- The determination of undue hardship is to be made by the Governor's Commission on the Handicapped in cooperation with the Agency Director, ADA Coordinators, and/or Office of Personnel Administration.
- 3.094
- Workers' Compensation Claims
- The State of Rhode Island shall not discriminate against a qualified individual by reason of such individual having filed a workers' compensation claim at any time nor deny such individual a reasonable accommodation if needed.
- 3.095
- Bar of Claims
- The State of Rhode Island shall not use a "Bar of Claims" form or make any inquiry regarding a job applicant's filing of a workers' compensation claim at anytime until a job offer has been made to the applicant.
- 3.096
- REASONABLE ACCOMMODATION RULE
- I. STATEMENT OF PURPOSE
- It is the policy of the State of Rhode Island to provide reasonable accommodations for qualified persons with disabilities who are employees or applicants for employment. The State of Rhode Island will adhere to all applicable federal and state laws, regulations and guidelines with respect to providing reasonable accommodations as required to afford equal opportunity to qualified persons with disabilities. Reasonable accommodations shall be provided in a timely and cost-effective manner.
- II. REQUESTING A REASONABLE ACCOMMODATION
- (a) For applicants who are seeking a reasonable accommodation during the interview and selection process, they contact the agency's appointing authority, personnel officer, or ADA Coordinator and explain their need for an accommodation at least five (5) business days prior to the interview or other activity at which they would need the accommodation.
- (b) For applicants who have been extended a "conditional offer of employment" by the state, when accepting that offer, shall complete the "Reasonable Accommodation Request" Form (CS?388A) and return it to the appointing authority, or her/his designee who will forward it to the agency's ADA Coordinator.
- (c) For current employees (including those collecting workers compensation benefits), they contact their agency's ADA Coordinator and complete the "Reasonable Accommodation Request" Form (CS?388A). The ADA Coordinator may assist the employee complete this form.
- III. PROCEDURES FOR ACCOMMODATING EMPLOYEES WITH DISABILITIES
- State agencies must follow the procedures for determining the appropriate accommodation and implementing that accommodation contained in the State of Rhode Island Personnel Policy Manual.
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